The firm
Operator and investment manager.
Stone Leaf Capital was established in 2009. More than fifteen years of professional services across private equity, capital raising and funds management, with transaction values exceeding $500 million across automotive, mining and health. The firm operates from Level 6, 82 Eagle Street, Brisbane, with work spanning Australia, New Zealand and South-East Asia.
Stone Leaf Capital Securities Limited is the licensed operating affiliate that runs the platform. Stone Leaf Capital Investment Management Pty Ltd is the investment manager on the Stone Leaf Capital Private Credit Fund and any other funds that Stone Leaf operates.
- Established
- 2009 · 15+ years in market
- Operator
- Stone Leaf Capital Securities Limited
- Investment manager
- Stone Leaf Capital Investment Management Pty Ltd
- Regulator
- ASIC, Australia
- Footprint
- Australia · New Zealand · South-East Asia
- Address
- Level 6, 82 Eagle Street, Brisbane QLD 4000
The licence
AFSL
A single Australian Financial Services Licence held by Stone Leaf Capital Securities Limited and verifiable on the ASIC register at any time.
Verify on the ASIC registerThe work
Service offerings, run from one regulated home.
Capital raising
Pre-IPO placements, private placements and structured offers to wholesale, sophisticated and professional investors.
Corporate advisory
Mergers, acquisitions, structuring and strategic counsel for unlisted Australian companies.
Fund establishment
Managed investment schemes and unit trusts established under our AFSL — sponsor-led, wholesale only.
Trustee services
Independent regulated trustee acting under deed for managed schemes and bespoke wholesale structures.
The discipline
Every decision is written, dated and held.
Every position is checked against source documents and precedent before the firm acts. Decisions sit inside an append-only audit record retained against the firm’s general licensee obligations under section 912A of the Corporations Act 2001 (Cth).
The platform
Built to institutional standard, named not implied.
Stone Leaf does not run on spreadsheets. The regulatory frame, investor portal and underlying infrastructure are each named below — verifiable, not adjectival.
Regulatory frame
- AFSL 549617 held by Stone Leaf Capital Securities Limited, public on the ASIC register.
- Wholesale, sophisticated and professional investors only — eligibility checked against Corporations Act s708 / s761G on every offer.
- General licensee obligations under s912A: written conflicts policy, complaints register, breach reporting, annual audit.
- Anti-money-laundering and counter-terrorism financing program under the AML/CTF Act 2006.
Investor portal
- Microsoft Entra single sign-on, with multi-factor authentication via authenticator app and recovery codes.
- Per-fund virtual data room with named access control lists — investors only see the funds they hold or are reviewing.
- Immutable access and signing log — every document view, download and acknowledgement is timestamped and retained.
- Authenticated outbound correspondence on a DKIM-signed sender, with full delivery receipts.
Infrastructure
- Hosted on Microsoft Azure, Australia East (Sydney) — Australian residency for investor data and fund records.
- Encryption at rest, TLS 1.2 or higher in transit, mutually-authenticated TLS for partner integrations.
- Daily backups with 30-day retention, separate restore region, tested recovery procedure.
- Telemetry to Microsoft Defender for Cloud; 24-hour breach-reporting commitment under the Privacy Act notifiable-data-breaches scheme.
Reach the firm
A short conversation, when the work calls for it.
Briefings are short, fact-led and on the record. We respond to every enquiry the same business day from Brisbane.
By submitting you confirm you are a wholesale or sophisticated investor for the purposes of the Corporations Act 2001 (Cth).
Firms we have transacted with or advised
Counterparties.
Selected institutions and corporates we have transacted with or advised across more than fifteen years of practice — financial services, energy, property, healthcare, hospitality and technology.
- GDI Property Group
Counterparty marks shown for reference of practice exposure only. No endorsement, partnership or current engagement implied unless separately disclosed.